文档名：环境规制、数字技术与高耗能制造企业绿色转型
摘要：随着数字技术与企业生产的深度融合,用能权交易作为一项环境规制政策,能否促进高耗能制造企业绿色转型,其作用机理如何仍有待研究.基于问卷调查,使用中介效应和门槛回归模型考察用能权交易对高耗能制造企业绿色转型的影响和作用机理.结果表明:用能权交易显著促进了试点企业绿色转型,数字技术发挥了正向中介作用;数字技术具有门槛效应,只有当其高于门槛值时才能显著促进高耗能制造企业绿色转型.异质性分析表明用能权交易显著促进了非国有企业和大企业绿色转型.据此提出应继续完善用能权交易,健全相关信息披露和履约监管制度,增加政府财税扶持,健全数字化基础设施,鼓励企业加强对数字技术的应用,针对不同企业施策等建议.
Abstract：AsChina'seconomyshiftsfromhigh-speedgrowthtohigh-qualitydevelopment,thetraditionalandextensivemodelofdevelopmentisnolongersustainable.Thereportofthe20thCPCNationalCongresspointedoutthatweshouldpromotethegreentransformationofproductionmethodsandsteadilypromotecarbonpeakandcarbonneutrality.Asanimportantpartofthemanufacturingindustry,thegreentransformationofhighenergy-usemanufacturingisofgreatstrategicsignificanceforpromotingtheconstructionofecologicalcivilization,realizingthegoalof"double-carbon",andbuildingamanufacturingpowerfulnation.Topromotethegreendevelopmentofthehighenergy-usemanufacturingindustry,Chinahastakenaseriesofpolicymeasures.In2016,Chinadecidedtocarryoutapilotsystemofenergy-userighttradinginHenan,Zhejiang,FujianandSichuan,includinghighenergy-useindustriesinthetradingscope,inordertopromotetheefficienttransformationofenergy-intensivemanufacturingandgreenandlow-carbondevelopmentthroughmarket-orientedmeans.Atthesametime,withtherapiddevelopmentofthedigitaleconomy,digitaltechnologyhaspromotedtheaccelerationofinformationtransmission,theenhancementofknowledgespilloverandtheimprovementofresearchanddevelopmentcollaboration,andhasbecomeanimportantenginetopromotethegreentransformationoftheeconomy.Asanimportantenvironmentalregulationpolicy,energy-userighttradingschemeenablesdigitaltechnologydeeplyintegratedwithenterpriseproduction,relyingondigitaltechnologytoallocateenergyelementsamongenterprisesreasonablyandeffectively,encouragetheenterprisestochangeproductionmode,enhancescaleeconomieseffectinmanufacturingindustryandnetworkeffectsoflabordivision,promoteinnovationabilityandgreentransformationofhighenergy-usefirms.However,thecurrentcognitivecompetenceandparticipationstatusofhighenergy-usemanufacturingenterprisesinenergy-userighttradingareunclear,andwhetherenergy-userighttradingcanpromotethegreentransformationofhighenergy-usemanufacturingenterprisesunderthebackdropofdigitaltechnology,aswellasitsmechanism,stillrequirefurtherexploration.Therefore,focusingonhighenergy-usemanufacturingenterprisesandemployingaquestionnairesurveymethod,thispaperaimsatconstructingagreentransformationindexbasedontheentropyweightmethod.Thispaperprobesintoeconomy,environment,quality,aswellasdigitaltechnologyindexwhichincludesdigitalproductionprocesses,digitalinfrastructure,anddigitalR&Dservices.Theintermediaryeffectandthethresholdregressionmodelareusedtoinvestigatetheinfluenceandmechanismoftheenergy-userighttradingschemeonthegreentransformationofhighenergy-usemanufacturingenterprises.Theresearchfindingsindicate:firstly,theschemesignificantlypromotesthegreentransitionofpilotenterprises;secondly,improvementsinthequotaallocationofenergy-userighttradingandtradingmethods,andtherefinementofaccompanyingfiscalpoliciespromotegreentransformationofenterprises;thirdly,digitaltechnologyplaysapositiveintermediaryroleinpromotingthegreentransformationprocessofenterprisesthroughenergy-userighttrading;fourthly,asdigitaltechnologyhasthethresholdeffect,whenthedigitaltechnologyisbelowthethreshold,itcannotpromotegreentransformationofhighenergy-usemanufacturingenterprises,butwhensurpassingthethreshold,itpromotesgreentransformationofenterprises;fifthly,theenergy-userighttradingschemesignificantlypromotesthegreentransitionofnon-state-ownedenterprisesandlargeenterprises.Basedontheabovefindings,thefollowingcountermeasuresareproposed:first,improvetheallocationofenergy-userighttradingquotasandtradingmethods,andimprovetherelevantinformationdisclosureandperformancesupervisionsystem;secondly,improverelevantsupportingpoliciesandincreasefinancialandtaxsupportfromgovernment;thirdly,improvethedigitalinfrastructureandencourageenterprisestostrengthentheapplicationofdigitaltechnology;fourth,formulateappropriatepolicymeasuresfordifferenttypesofenterprises.Thecontributionsorinnovationsofthepaperareasfollows.First,thispaperexaminestheimpactandchannelsofenergy-userighttradingonthegreentransformationofhighenergy-usemanufacturingenterprisesfromtheperspectiveofdigitaltechnology.Intermsoftheresearchperspective,althoughtheestablishedliteratureexaminestheenergysavingandemissionreductioneffectsofenergy-userighttradinganditsimpactongreentechnology,afewpaperscomprehensivelymeasurethegreentransformationfromtheeconomic,environmentalandqualitydimensions,sothereisalackofliteratureexaminingtheimpactofenergy-userighttradingonthegreentransformationfromtheperspectiveofdigitaltechnology.Secondly,thispapermakesupfortheshortcomingsoftheexistingliterature.Asfortheresearchobject,theexistingliteraturefocusesontheindustrialindustry,butinpractice,energy-userighttradingmainlytargetshighenergy-useindustriesandkeyenergy-usingunits,andthereisalackofliteratureintherelatedfields.Finally,basedonthesurveydata,thispaperexaminesthepracticeandimpactofenergy-userighttrading,whichcomplementstheexistingrelatedstudies.Intermsofresearchdata,existingstudiesfocusontheprovincialandmunicipallevels,andtheexaminationofenterprisesmostlyusesthedataoflistedcompanies,whichlacksfirst-handinformationfortheenterprisesparticipatinginenergy-userightstrading.
作者：张维洁 王雪菲 谢冰冰 梁丽元Author：ZHANGWeijie WANGXuefei XIEBingbing LIANGLiyuan
作者单位：河南工业大学经济贸易学院,河南郑州450001
刊名：重庆理工大学学报 PKU
Journal：JournalofChongqingInstituteofTechnology
年，卷(期)：2024, 38(8)
分类号：F42F424X32
关键词：环境规制 数字技术 高耗能制造企业 绿色转型 用能权交易
Keywords：environmentalregulation digitaltechnology highenergy-usemanufacturingenterprises greentransition energy-userighttradingscheme
机标分类号：F206F812.42TM91
在线出版日期：2024年6月27日
基金项目：河南省哲学社会科学规划项目，河南省社会科学界联合调研课题项目环境规制、数字技术与高耗能制造企业绿色转型[
期刊论文] 重庆理工大学学报--2024, 38(8)张维洁 王雪菲 谢冰冰 梁丽元随着数字技术与企业生产的深度融合,用能权交易作为一项环境规制政策,能否促进高耗能制造企业绿色转型,其作用机理如何仍有待研究.基于问卷调查,使用中介效应和门槛回归模型考察用能权交易对高耗能制造企业绿色转型的影...参考文献和引证文献
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